Royal & Sun Alliance Plc v. Retail Brand Alliance Inc

2004 EWHC 2139 Comm
Langley J
24 September 2004

The provision in a policy that it was subject to English law was (absent an exclusive, or any, jurisdiction clause) only one factor to be taken into account in deciding, in respect of proceedings previously commenced in London and New York, which of them constituted the natural forum for resolution of disputes under two overlapping insurance policies. The English court held that the advantages of single case management in the location of the loss, in the court which insurers had chosen to pursue claims under under one of the policies, and the commercial insurance arrangement between insured and insurers collectively, pointed inexorably to New York.

Royal & Sun Alliance ("RSA") were business interruption insurers of Retail Brand (trading as Brooks Brothers), a Delaware Corporation under a "Master Policy". RSA is an English company, the contract of insurance was made in England and was expressly subject to English law. However, it contained no provisions as to jurisdiction and accordingly there was no contractual agreement as to which country should hear disputes under it. The Master Policy applied where cover was not provided by Retail Brand's Local Policy (the "Local Policy"). The Local Policy covering Brooks Brothers' New York premises was placed with Royal Indemnity Company ("RIC"), a subsidiary of RSA incorporated in Delaware.

On 11 September 2001, a Brooks Brothers' store was damaged as a result of the terrorist attack on the World Trade Center. Retail Brand claimed $13.6m under the RIC Local Policy. RIC disputed the extent of coverage and Retail Brand made an alternative claim under its RSA Master Policy for any amounts not recovered from RIC.

On 26 April 2004, RIC and RSA coordinated simultaneously to issue proceedings in New York and London respectively. In the New York proceedings, RIC sought against Retail Brand declarations as to coverage under the Local Policy. In the London proceedings, RSA sought against Retail Brand declarations as to coverage under the Master Policy. Retail Brand served a Defence and Counterclaim against RIC in the New York proceedings. Retail Brand's position was that the disputes under both policies should be heard in New York. Accordingly, Retail Brand applied to the New York court to join RSA into those proceedings and applied to the English court for a stay of the RSA London proceedings.

RSA opposed this, contending that London was the natural forum for disputes under the Master Policy, which covered claims that could arise worldwide and required to be construed in a consistent manner. Langley J agreed that the policy required to be construed in a consistent manner, but observed that RSA had sought to achieve this by an English law clause without the support of an exclusive, or indeed any form of, English jurisdiction clause applicable to coverage disputes (there was a provision for arbitration in Great Britain of any disputes over the amount to be paid when liability was admitted, but that was not applicable to coverage issues). The Judge also considered as minimal the relevance of English law to the actual issues in this particular case.

Langley J therefore found in favour of Retail Brand's submissions, which were:-

1 That issues under both policies could be decided in one jurisdiction managed by one court. This was more efficient and cost-effective than two jurisdictions.

2 The two policies overlapped.

3 RIC, in concert with RSA, had sought New York jurisdiction on the basis that New York was the location of the premises and the business which was the subject of the claims by Retail Brand. The courts in New York were therefore already seized of the matter at the instance of insurers.

4 In commercial terms, RSA/RIC provided an insurance package through the combination of the Local Policy and the Master Policy and "it should be expected that the insured would be entitled to pursue one claim, in one jurisdiction, to resolve its insurance claims following one event".

These factors, Langley J held, overwhelmingly supported New York as the natural forum for resolution of disputes under the Master Policy. The English proceedings were therefore stayed.