Chubb Insurance Company of Europe SA (Claimant) v Vivian Davies (Defendant) (1) Herbert Black (2) American Iron & Metal Co Incorporated (3) Lito Trade Incorporated (Applicants - "the Black parties")

High Court
[2004] EWHC 2138 (Comm)
Langley J
September 2004

Intervention by a third party claimant in a separate action was permitted under the CPR in suitable circumstances. In this action, the defendant director's D&O insurer was seeking a declaration that it would not be liable to indemnify the director, should he be found liable to the claimant third party. As the claimant third party would ultimately be seeking an indemnity against the defendant director's D&O insurer under the Third Parties (Rights Against Insurers) Act 1930, the third party was entitled to join in the current action.

The claimant insurer, Chubb, sought summary judgment for a declaration that it was not liable to indemnify the Defendant, Davies, under D&O insurance relating to liabilities Davies had incurred following a claim brought against him by the Black parties, relating to fraudulent representations made by Davies. Chubb sought a declaration that Davies' claim was excluded by the policy and that, in any event, it would be contrary to public policy for him to recover in respect of his own deceit.

The Applicants, the Black parties, sought to be joined to the action in order to contest Chubb's right to the declaration. Under CPR 19.2 (2) the court has the discretion to add a new party if it is desirable to do so to enable the court to resolve all matters in dispute or to resolve matters between the new and existing parties which are connected to the matters in dispute.

Davies, in turn, was granted permission to appeal on the issues of reliance, causation and calculation of damages, although not on the fraudulent representations themselves. The Applicants sought a stay of Chubb's summary judgment application, pending the outcome of Davies' appeal.

Davies' assets were insufficient to satisfy the Applicants' stayed judgment against him, although there was at the time no bankruptcy order. The Applicants, as prospective Claimants against Chubb under the Third Parties (Rights Against Insurers) Act 1930, were the real parties interested in whether Davies had cover under the policy. The Applicants therefore applied to intervene as Defendants in the coverage action between Chubb and Davies, pursuant to CPR 19.2 (2).

Under the 1930 Act, upon Davies' bankruptcy, the Black parties would be able to stand in Davies' shoes to bring a claim under his D&O policy. The Black parties therefore wished to challenge Chubb's contention that Chubb would not be liable to indemnify Davies. Chubb contended that the Black parties only had a prospective cause of action because the bankruptcy order had not been obtained and Davies' appeal was still pending. The Applicants argued they were the true interested parties as they stood to benefit from an indemnity from Chubb.

Langley J held that CPR 19.2(2) does not require 'the new party' to have a cause of action and that it should be interpreted generously if the court believes it would enable them to deal with a case justly. Common justice dictated that the Applicants should be permitted to advance the contention that Chubb should respond to their claim against Mr Davies.

It is expected that future decisions will allow appropriate intervention by third parties to allow the exploration of all relevant issues relating to a claim and to reflect the commercial reality of a situation.