AXA GENERAL INSURANCE LIMITED V. (1) LARA GOTTLIEB (2) JOSPEPH MEYER GOTTLIEB

The Court of Appeal (Civil Division)
[2005] EWCA CIV 112
Pill LJ, Mance LJ, Keane LJ
March 2005

The proper scope and effect of the common law rule relating to fraudulent insurance claims where an insured submits a fraudulent insurance claim, was to forfeit the claimant's entitlement to the whole of the claim to which the fraud related. This included any interim payments made in respect of the claim, even where the payments related to genuine loss in respect of which the insured would have been entitled to an indemnity but for the effect of the fraud.

The Appellants were homeowners insured for many years under a buildings policy with the Respondents, AXA General Insurance Limited. During the course of the single policy year from 1993 to 1994, four claims arose for damage to the property in respect of which payments were made for repairs and alternative accommodation. Proceedings were subsequently issued by AXA to recover payments made in respect of the claims on the basis that Mrs Gottlieb had acted fraudulently in filing two of the four claims. HHJ Bowers held, at first instance, that this was indeed the case. He then decided that, under the common law rule relating to fraudulent insurance claims, the claimants could recover all sums paid out in respect of the two claims tainted by fraud. However, he held that AXA could not recover sums which they had paid out on the claims that did not involve any fraud.

Mr and Mrs Gottlieb appealed, claiming that the fraudulent claim did not entitle AXA to recover interim payments made in respect of those losses which were genuine but which did not form the part of a wider claim tainted by fraud. AXA cross-appealed, claiming that they were entitled under the rule relating to fraudulent claims to recover the sums paid in respect of all claims made in the relevant policy year, including those claims which were not tainted by fraud.

Mance LJ delivered the judgment. In relation to the interim payments made in respect of genuine losses which formed part of the wider fraudulent claim, he held that the effect of the common law rule based on fraudulent claims was to forfeit all sums paid out of respect of a claim that was subsequently tainted by fraud. Mance LJ considered recent case law, setting out established principles. In considering Manifest Shipping Co. Limited v. The Uni-Polaris Co. Ltd (the Star Sea) [2001] UKHL 1, he stated where all or part of a claim is fraudulent or where fraudulent devices are used to promote a genuine claim, the insured cannot thereafter recover in respect of any part of the claim. He also considered Agapitos v. Agnew [2002] EWCA Civ 247, which was established that the rule applied to a claim which was initially honest, but later fraudulently exaggerated or supported by fraudulent devices. He also considered Direct Line Insurance v. Khan [2002] LIR 364 (CA), commenting that this was authority for the rule enabling recovery from a fraudulent assured of all sums paid out in ignorance of the fraud subsequent to its commission. However, he noted that Khan was limited to claims which were prospective to the commission for fraud. Nonetheless, he went on to state that the rule relating to fraudulent claims also operated retrospectively, with the effect that all payments made in respect of a claim tainted by fraud should be recoverable whether paid prior to the commission of the fraud or subsequent to it. The object of the rule was to ensure that an insured could not have the expectation that, even if his fraud failed, he would be entitled to sums in respect of the genuine losses under the claim.

In relation to the cross-appeal, Mance LJ held that the rule relating to fraudulent claims did not extend to allow an insurer to recover sums paid to an insured in respect of claims separate to the claims tainted by fraud, but paid out prior to the commission of the act of fraud. However, he left open the issue of whether the rule applied to forfeit claims separate to those tainted by fraud, but which remain unpaid at the time that the fraud occurred.

The decision in this case provided some clarification on the scope of the common law rule relating to fraudulent insurance claims. In particular, it was established that an insured who submits a fraudulent insurance claim is not entitled to any payments in respect of that claim, even where, but for the commission of the fraud, he would have been entitled to payments in respect of genuine loss.