DOHENY & OTHERS V NEW INDIA ASSURANCE CO LTD & OTHERS

Court of Appeal
[2004] EWCA Civ 1705
Potter LJ, Longmore LJ and Sir Christopher Staughton
December 2004

The terms "bankrupt" and "bankruptcy" should be read as applying to both to individuals and companies in the context of a declaration concerning an applicant's financial history on an insurance proposal form.

The appellants claimed under an insurance policy against the defendant insurers in respect of their commercial premises which had been damaged by fire. In order to get insurance for the premises the appellants had completed several proposal forms which ended with a section headed 'Declarations'. Declaration 5 stated that "no director/partner in the business or any company in which any director/partner had an interest, had been declared bankrupt, been the subject of bankruptcy proceedings or made any arrangement with creditors". The appellants declared that the information given was true and that they had not withheld any material facts.

Subsequently the defendants refused to meet the claims on the ground that two of the appellants had been directors of companies that had gone into liquidation, and those facts had not been disclosed in the proposal. The appellants, however, contended the defendants were not entitled to refuse the claim on two grounds.

First, they contended that "bankruptcy" referred to personal insolvency and as such they had not made any untrue or false declarations. Secondly, they contended that the defendants had restricted their duty of disclosure of "material facts" to the matters referred to in the declarations and had not provided any space on the proposal form for them to provide details of other material facts beyond the specific questions asked.

At first instance it was held that the defendants were entitled to decline liability on the basis that there had been no waiver of the duty to disclose all material facts. It was said that it would have been difficult for the defendant to devise any wording which more clearly and fairly warned proposers of the need to disclose all material facts and the consequences of failure to do so, without limiting the meaning of "all material facts" to anything materially affecting the risk with regard to matters about which specific questions had been put. It was held additionally that the defendants should have phrased the declaration so as to make it clear that "bankruptcy" covered both personal and corporate insolvency, and the claimants' construction of the declaration was correct, although the defendants were still entitled to decline liability because of the clear wording.

On appeal however, it was held that given the context of the declarations on the proposal form, the terms "bankrupt" and "bankruptcy" were clearly intended to apply to both the appellants in their individual capacities and also to any companies in which they had had an interest. In particular the terms were accompanied by the phrase "made any arrangement with creditors" which can apply to both personal bankruptcy and corporate insolvency and therefore indicated that the defendants had intended both to be included. In light of that construction, the appellants were held to be in breach of the declaration which was the basis of the contract and accordingly the defendants were entitled to decline liability.

In relation to the point about the defendant's waiver of the duty of disclosure, it was held, as a side issue, that this depends entirely on the construction of the declaration in the proposal form. If the declaration had been construed as only applying to individuals, then it would have been reasonable to infer that the defendant had waived disclosure of material facts relating to the insolvency of companies in which the appellant had an interest.