Brocks Mount Ltd v. Stephen Paul Beasant

LTL 28/4/2003
Sonia Proudman QC
Chancery Division
April 2003

 

Unauthorised payment by company director in breach of fiduciary duties because he had not acted honestly and reasonably he was not entitled to relief.

Brocks Mount, was a vehicle for a property development venture between Bryan Fugler, a solicitor, and the defendant, Beasant, who was a builder. Relations between the two men soured, in part because Fugler suspected that Beasant was diverting funds from the joint venture to his own company, Chantry. An agreement was therefore entered into between the parties clarifying their respective rights. Shortly afterwards Beasant transferred nearly £150 000 to Chantry's bank account, just prior to the company being wound up by the Inland Revenue. Brocks Mount sought to recover the money.

Brocks Mount had to prove that Beasant had acted in breach of fiduciary duty; but once a prima facio case had been made the eidential burden was on Beasant to prove that he had not. There was no evidence that Brocks Mount was indebted to Chantry. It was also clear on the evidence that the payment had been made covertly and without consultation or the sanction of the shareholders. No reasonable director could have held the view that the benefit of the payment from Chantry's point of view outweighed the detriment caused to Brocks Mount. Accordingly, Beasant could not be granted relief against his liability to Brocks Mount pursuant to s. 727 (1) Companies Act 1985 - a general provision under which an officer of a company or an auditor can be granted relief from negligence and breach of duty if he or she has acted honestly and reasonably.