North Star Shipping Limited and Others v Sphere Drake Insurance plc and Others

[2006] EWCA Civ 378
Waller LJ, Longmore LJ, Lloyd LJ
April 2006

A claim under a war risks policy for constructive total loss following an explosion was dismissed on the grounds of the ship owners' complicity in the explosion and because insurers had avoided the policy for non-disclosure of material facts.

The registered owner of the North Star was North Star Shipping Limited which was a one-ship company managed by Kent Trading Corporation ("Kent"), in turn beneficially owned by Harry and Michael Petrakakos ("HP and MP"), collectively "the Owners". Whilst undergoing repairs at Drapetsona, near Pireaus, the North Star was damaged by an explosion, caused by the detonation of an explosive device beneath the waterline. The resulting ingress of seawater so completely damaged the engine room machinery that the vessel could not be repaired except at a cost likely to be in excess of its value. Accordingly the Owners claimed under the war risks policy for a constructive total loss.

Insurers submitted that the vessel's loss was not caused by an insured peril but was caused or procured for the purpose of advancing a fraudulent claim. Insurers also avoided the policy for material non-disclosure, namely the failure to disclose of certain criminal proceedings pending in the Greek Courts against one or more of HP and MP, civil proceedings against Kent for fraudulent trading, excessive valuation of the North Star under the war risks policy, cancellation of the hull and machinery cover for non-payment of premium and the serious financial position of the Owners.

At first instance, Colman J held that such evidence as there was suggested a very low possibility of terrorist motivation and little or no possibility of motivation attributable to a commercial grudge. Conversely, the owners' perception of their financial situation before the explosion was that it was virtually irretrievably hopeless. This and a number of other fact findings led Colman J to conclude that HP personally procured the placing and detonation of the explosive in order to commit a fraud on insurers. Colman J said that the finding was made with the high level of confidence necessary for allegations of the kind.

Colman J also held at first instance that there was a failure to disclosure material facts, including criminal proceedings in Greece and civil proceedings in Panama in which allegations of fraud were made. Colman J held that moral hazard was a significant factor in war risks underwriting. The serious financial position of the vessel's registered owners, previous policy cancellation and record of premium defaults were all material and went to evaluation of the potential moral hazard exposure of insurers.

In relation to inducement, Colman J commented that in evaluating underwriters' evidence it was important to keep firmly in mind that all such evidence was necessarily hypothetical which by its nature lent itself to exaggeration and embellishment in the interests of the party on whose behalf it was given. It was very easy for an underwriter to convince himself that he would have declined the risk or impose special conditions if given certain information. For these reasons such evidence had to be rigorously tested by reference to logical self-consistency, and to such independent evidence as may be available. It was also a relevant consideration that in the London marine market underwriters would normally be expected to evaluate a risk with some rapidity. Accordingly, underwriters simply did not have the time or legal expertise necessary to satisfy themselves with regard to a complicated structure of disputes as to the innocence of an assured in circumstances where certain allegations had been made. Risks are taken at face value and in the case of war risks insurance, an underwriter would not wish to be involved if there were any lingering doubt as to the commercial probity of the assured.

Colman J held at first instance that had all the material circumstances been disclosed at the time of placing, underwriters would not have written the risk. Having been induced to enter into the war risk policy by non-disclosure of material facts underwriters are entitled to avoid the policy.

Although permission to appeal was obtained in relation to both aspects, the appeal in relation to the non-disclosure aspect was heard first. Before the Court of Appeal the greatest reliance was placed on the failure to disclose the existence of criminal proceedings involving allegations of dishonesty, which although pending in the Greek Courts at the time of placement, were subsequently dismissed. The material fact relied on by insurers was "the allegations", not the dishonesty itself.

In dismissing the appeal Waller LJ held that Colman J's conclusion, based on the evidence of the expert relied on by insurers that the charges being made in the Greek proceedings should have been disclosed, was unimpeachable.

However, both Waller LJ and Longmore LJ commented on potential injustices which might result from the current state of the law on non-disclosure and welcomed the Law Commission's review of this particular issue.