HIH Casualty & General Insurance & Others v. Chase Manhattan Bank & Others

[2003] UKHL 6
Lords Bingham, Steyn, Hoffmann, Hobhouse & Scott
House of Lords
February 2003

 

The House of Lords held that a truth of statement clause in film finance insurance policies was effective to preclude insurers' rights to avoid except on grounds of fraudulent misrepresentation or non-disclosure by the brokers, acting as agent.

Chase was the representative of a syndicate of lending banks that advanced substantial sums to finance the making of films. Under cover procured by Heath, HIH and others insured Chase against the risk of failing to recoup their investment on a particular "slate" of films.

The policies contained a "truth of statement" clause which provided that Chase would not have any duty or obligation to make any representation, warranty or disclosure of any nature; that they should have no liability of any nature to insurers for any information provided by any other parties; and that any information provided or non-disclosure by other parties, including Heath, would not be a ground for avoidance of insurers' obligations under the policy or for cancellation.

Chase made a claim under the policy. HIH then sought to avoid, on the basis of non-disclosure and misrepresentation, either fraudulent or negligent, by the brokers, Heath.

The House of Lords held that HIH's waiver of Chase's duty to disclose in the "truth of statement" clause did not also relieve Heath of its disclosure duty, for which Chase could be liable as principal. It was not to be supposed that insurers did not require any disclosure of information of material circumstances, but only that they were not looking to Chase to provide the information. Insurers had chosen not to rely on disclosure by Chase, which on the facts was distanced from the details of the transaction, but rather, on disclosure by the agent, which was actively involved.

It was accepted that the truth of statement clause precluded avoidance by HIH on the grounds of innocent misrepresentation by Heath. At the same time, their Lordships took the view that the effect of the clause was not to deny Heath's authority to speak for Chase. There was nothing in the clause which could reasonably be understood as denying or restricting the implied and apparent authority of Heath to act as Chase's agent. Thus, insurers were not denied their usual remedies for negligent misstatement by Heaths. The provision that Chase should have "no liability of any nature" was comprehensive in meaning and the words were clearly chosen to give Chase an extended immunity, both as regards damages for any negligent misrepresentation under the Misrepresentation Act and also as regards avoidance.

The question then was whether Chase were protected from any liability if insurers should have been induced to enter the contract by any fraudulent representation of Heath acting as agent. The House of Lords agreed with the trial judge and with the Court of Appeal that liability for fraudulent misrepresentation was not excluded. Fraud is a thing apart and unravels all. Parties entering into a commercial contract will no doubt recognise and accept the risks of errors and omissions, but each party will assume the honesty and good faith of the other. As a matter of public policy, the law does not permit a contracting party to exclude liability for his own fraud. As regards the agent, if a party seeks to exclude the ordinary consequences of fraudulent or dishonest misrepresentation or deceit by the agent, acting as such, inducing the making of the contract (and the court did not decide it this were possible), such intention must be expressed in clear and unmistakable terms to relieve the principle of liability for fraud of the agent. While innocent or negligent non-disclosure gave no right to avoid, the deliberate withholding from the insurer of information, if done dishonestly or recklessly, could amount to a fraudulent misrepresentation.

Thus, the answer to the preliminary issues was that HIH would be entitled to avoid only on the grounds of fraudulent misrepresentation or non-disclosure by Heath as agent for Chase and would be entitled to damages from Chase only for fraudulent misrepresentation by Heath as agent for Chase or fraudulent non-disclosure amounting to fraudulent misrepresentation.