CHARMAN V. NEW CAP REINSURANCE CORPORATION LTD

COURT OF APPEAL, POTTER LJ, RIX LJ & HOLMAN J

[2003] EWCA Civ 1372

October 2003

 

The defendant reinsurer did not validly invoke a premium review clause because the triggering event was unsubstantiated; when subsequent triggers did actually occur the clause was not re-invoked.

At first instance, Morison J held that a three year reinsurance contract between two Lloyd's syndicates, of which the Claimant was a member, and NCR, the Defendant, had lapsed at the end of the second year. The contract contained a premium review clause:

"The reinsurer reserves the right to increase the Annual Premium at any Anniversary Date during the Term on a pro rata basis, if prior to the Termination Date, there is a material change in the normal underwriting guidelines, classes of business, volume of business or proportion of business, as described in the submission and/or any extraordinary claims developments. Material change to be deemed to be substantial and as mutually agreed."

At the end of the first year, NCR purported to revoke the review clause on the basis of "extraordinary claims developments" (ECD). Morison J held that the invocation was invalid due to a lack of ECD at this point. He also held, however, that the invocation itself was "a continuing act". ECD was substantiated at trial in relation to the second year. Although NCR did not expressly invoke the review clause at the end of the second year, nor did it nominate or agree a new premium for the third year, Morison J nevertheless held that the review clause was properly invoked for the third year, as a continuing act at the end of the first year, and effectively the reinsurance contract lapsed at the end of the second year.

On appeal, the Claimant contended that the contract did not lapse and that it continued on the basis of the originally agreed premium until such time as a new premium was validly nominated or agreed. The appeal was successful as the review clause had not been properly invoked at the outset, could not be construed to constitute a "continuing act" and had not been invoked at the end of the second year. Furthermore, it was stated, obiter, that the failure to nominate or agree a new premium did not cause the contract to lapse. The premium review clause made no express provision for termination of the contract and the reinsured rejected any purported termination or avoidance by the reinsurer.