P L Toomey (sued on his own behalf and on behalf of all others subscribing to Syndicate 2021 at Lloyd's) v Banco Vitalicio De Espana SA de Seguros y Reasseguros

Court of Appeal
[2004] EWCA (Civ) 622
The Vice Chancellor, Dyson LJ, Thomas LJ
May 2004

 
A misrepresentation in the draft slip which was material to a prudent underwriter entitled reinsurers to avoid the reinsurance contract. There had also been a breach of warranty from inception.

The Court of Appeal dismissed Banco Vitalicio's ("the Reinsured") appeal against the decision of Mr Justice Andrew Smith ([2003] EWHC 1102 (Comm)).

The Reinsured had agreed to insure a Spanish football club in respect of economic loss that might arise from the club's first team being relegated from the first division of the Spanish Professional Football League. Prior to placement of the risk the Reinsured obtained indications of the availability of reinsurance on the terms of a draft slip. The description of the interest reinsured was identical to the terms of the reinsurance slip policy effected shortly after insurers provided the underlying policy to the club. The interest was described as an insurance which indemnified the club for the net ascertained loss of contracted television rights arising directly as a consequence of relegation, with a limit of Pts 2.9bn. 98% of the risk was reinsured. Toomey ("the Reinsurers") led the London market proportion. The Reinsurers were not shown the underlying policy issued to the club prior to placement of the reinsurance.

The club was relegated and made a claim against the Reinsured. This claim was settled for Pts 2.7bn. However, the Reinsurers refused to pay the Reinsured's claim and commenced proceedings for rescission and for declarations that the reinsurance had no binding effect and that they had validly avoided the policy.

Reinsurers argued that the Reinsured had made a material misrepresentation in the draft slip as to the nature of the underlying policy in that it was in fact a valued policy and not as represented an unvalued policy indemnifying the club for net ascertained loss subject to a limit. Reinsurers also argued that the description of the underlying policy in the slip was a warranty and that there had been a breach. Reinsurers succeeded at first instance. On appeal the Reinsured contended that the judge was wrong in deciding that the representation was material and that there had been a breach of warranty.

The party-appointed experts agreed that if the underlying policy was a valued policy for Pts 2.9bn then it was material for an underwriter to know if, at the time when the reinsurance was placed, there was a realistic possibility that the net ascertained loss in the event of relegation might be less than Pts 2.9bn. The Court of Appeal agreed with the Judge that on the facts of the case this was a realistic possibility.

The Reinsured raised a further argument before the Court of Appeal to the effect that it did not matter that the Reinsured was obliged to pay the club an agreed amount, as Reinsurers could only be liable to indemnify the Reinsured for the loss actually suffered by the club. The Court of Appeal rejected this argument. The interest clause misdescribed the underlying policy. This was material as Reinsurers were entering into a policy where they had been misled as to the nature of the underlying contract which, given the proportional nature of the reinsurance, determined their obligation to pay.

Reinsurers also argued that the term in the slip as to the description of the interest was to be construed as a warranty, which had been breached from inception. Both parties agreed that the approach to this question was conveniently summarised in the judgment of Rix LJ in HIH Casualty and General Insurance Ltd v New Hampshire Insurance Co [2001] EWCA (Civ) 735.

The Court of Appeal concluded that the term in question was a warranty. Underwriters had entered into the reinsurance without sight of the policy, the term as to the description went to the root of the transaction and was descriptive of and bore materially to the risk. Reinsurers' obligation was to provide proportional reinsurance of the risk insured under the underlying policy. They were therefore entitled to treat the description of the underlying policy as a warranty, as it provided the description of the risk they had agreed to reinsure. Furthermore the court said that the fact that a breach discharges the entire reinsurance was not a draconian remedy, as the terms of the underlying contract were of such importance in relation to what the Reinsurers thought they were reinsuring.