Haward & Others v Fawcetts (a firm) & Another

Court of Appeal
[2004] EWCA CIV 240
Potter, Parker and Charles LJJ
March 2004

 

The Court of Appeal considered what was required in order to trigger the extended limitation period under Sections 14A Limitation Act 1980.

This provides that;

(i) the claimant should have knowledge "that the damage was attributable in whole or in part to the act or omission which is alleged to constitute negligence" (s.14A(8)(a)); and

(ii) the stipulation that "knowledge that any acts or omissions did or did not, as a matter of law, involve negligence, is irrelevant for the purpose of [establishing knowledge for the purposes of the section]" (s.14A(9)).

The Court of Appeal held that it was necessary for the claimant to have more than merely the knowledge that he had acted to his detriment as a result of advice given or omitted to be given by the defendants. It was not until the claimant discovered that the defendants' preparation of that advice was at fault that he was held to have knowledge that the damage was attributable to the acts or omissions of the defendants. The Court of Appeal therefore required that knowledge of grounds for alleging negligence should be established before the limitation period could be triggered. The crucial point is whether this conclusion contravenes the prohibition in s.14A(9) of the Act.

Background

The defendants, Fawcetts, were accountants who had advised the claimant, Haward, on the purchase of a controlling interest in a trading company in December 1994. The investment comprising the original purchase was followed by further substantial investments during 1995 and subsequent years. Claims for negligence were commenced against the defendants in December 2001, and it was alleged there were a number of causes of action, coinciding with the dates when investments were made. The defendants contended that the causes of action based on investments made before December 1995 were statute-barred, as they arose more than six years before the issue of proceedings. The question before the court was therefore whether the claimant could rely upon Section 14A of the Act to establish that he did not have the requisite knowledge until after December 1998, three years before the issue of proceedings.

At first instance, the Judge held that the various tests for knowledge under Section 14A were satisfied as soon as the causes of action arose. His reasoning was that the claimant had knowledge that he had made the investments at the moment he made them; he knew that he had made the investments in reliance upon the advice of the defendants and that therefore the damage was attributable to that advice; the advice was the essence of the act or omission upon which the claimant now relied for his claim. The Judge considered that the only thing the Claimant did not know was that the advice had been negligently given, but that was the very thing declared irrelevant by Section 14A(9).

The legal debate

The Court of Appeal recognised that the authorities on this point seemed to be contradictory and Parker LJ carried out a thorough and lengthy review of all of them (paras 87 - 130). At the heart of the case is the question of whether, before December 1998, Haward had actual or constructive knowledge that the damage was attributable in whole or in part to the act or omission alleged to constitute negligence (s.14A(8)(a)). It was held that attributability included an element of causal relevance.

On the evidence there were several possible causes for the investment's failure apart from Fawcetts' advice; but it could not be said that in 1998 Haward knew that all or part of the damage was capable of being attributable to the advice or lack of it. The Judge at first instance had failed to recognise that Section 14A(8)(a) required that the act or omission of which the Claimant had to have knowledge had to be causally relevant for the purposes of an allegation of negligence (as per Hallam-Eames & Ors v Merrett Syndicates & Ors (1996) 7 Med LR 122). The evidence was consistent only with a finding that it was not until May 1999 that Haward acquired the knowledge of acts or omissions by Fawcetts that were causally relevant for the purposes of Haward's allegations of negligence: consequently, Haward's claim was within time.

This case may have far reaching consequences in this area of law, particularly in relation to pure economic cases such as those which arise in professional liability claims.

The Court of Appeal refused leave to appeal to the House of Lords, although it stated that it did not wish to discourage the losing party from applying to the House of Lords for leave, with the aim and purpose of the House throwing some definitive light on this area of law. Fawcetts petitioned for leave in April 2004 and a decision is awaited.