Tonicstar Ltd (Operating as Lloyd's Syndicate 1861) v American Home Assurance Co

QBD (Comm)
[2004] EWHC 1234 (Comm)
Morison J
May 2004

 

In a dispute between the parties arising out of a facultative excess of loss reinsurance contract, an anti-suit injunction was permitted to continue until further order. The defendant had acted vexatiously by pre-empting the English court from reaching its conclusions and by seeking to gain a tactical advantage by that pre-emption.

Upon the return date for an injunction granted without notice to the claimant, Tonicstar, the court was required to determine whether to discharge an order which restrained the defendant, AHA, from proceeding with its petition to compel arbitration in the New York Federal Court. The dispute between the parties had arisen out of a facultative excess of loss reinsurance contract between AHA and Syndicate 1861, for which first CGU and then Tonicstar were the capital providers. There was a reinsurance to close to reflect these arrangements in the usual way. The Syndicate then asserted that it had a right to avoid the contract on the grounds of misrepresentation and non-disclosure.

Tonicstar commenced proceedings in England on February 13, 2004 and AHA issued proceedings in New York on February 17. Neither party had written a letter before action and neither was aware that proceedings were about to be started in the other jurisdiction. As a result of a motion by CGU in the New York proceedings, AHA became aware of the arbitration clause in the reinsurance. However, it contained no express provision for the seat of arbitration and thus for its curial law. The parties could not agree on the seat of arbitration and AHA discontinued the New York action but issued a Demand for arbitration in New York. It also made an application in the English court to stay the proceedings brought by Tonicstar pending arbitration. AHA then brought a new petition in New York seeking to compel arbitration and restrain the English proceedings.

Unaware of this petition, Tonicstar issued an arbitration claim form in the English High Court in May 2004 which sought a declaration that the seat of any arbitration should be in England. Tonicstar maintained that the anti-suit injunction should continue as AHA's petition was unjustified and tactically driven. It was an attempt to keep in the New York court issues which should naturally have been determined by the English court.

Mr Justice Morison held that, having chosen to contract in the Lloyd's market on a Lloyd's slip policy form, it was to be inferred that the parties intended these provisions to be determined by the English court. The claimants' performance, as reinsurers, was characteristic of the contract and their place of business was in England. It was clear that the proper law of the whole contract was English law and the applicable law of the arbitration agreement could not be separated from the applicable law of the reinsurance contract into which it had been incorporated.

AHA were held to have acted vexatiously and oppressively as the effect of its conduct had been to seek to pre-empt the English court from reaching its own decisions on the arbitration questions. The logical and normal course was for the natural forum to decide for itself whether it should take jurisdiction over a dispute and whether the disputes fall within the arbitration clause. AHA had conducted itself so as to secure what it perceived to be a tactical advantage which flowed from the application of US law to the arbitration proceedings. This was not to be permitted and hence it was appropriate, within the court's discretion, to continue the anti-suit injunction as required by the interests of justice. It would ensure that the parties' rights were determined in an orderly manner in the appropriate forum.