Eagle Star Insurance Co Ltd v J N Cresswell & Others

Court of Appeal
Chadwick LJ, Rix LJ, Longmore LJ
May 2004

 

A claims co-operation clause in a reinsurance contract amounted to an exclusion of the defendant reinsurers' liability to indemnify the claimant reinsured, and the reinsurers were prima facie not bound to follow the settlement of that claim because they had not consented to do so.

Eagle Star Insurance Co Ltd issued a general liability policy to their original insured, Varian. Eagle Star were reinsured with various Lloyd's and company reinsurers. Subsequently, Eagle Star settled a claim by Varian under the primary policy, without involving reinsurers in the negotiations or settlement or obtaining their consent. Reinsurers refused to indemnify Eagle Star in relation to the settlement. Eagle Star issued proceedings against their reinsurers. Morison J, sitting in the Commercial Court, resolved the matter in Eagle Star's favour. The first instance decision was, however, unanimously overturned on appeal.

The central issue in the appeal was the true construction of a so-called "claims co-operation clause" in the reinsurance policies. This provided:

"The company agrees

(a) To notify all claims or occurrences likely to involve the Underwriters within 7 days from the time that such claims or occurrences become known to them.
(b) The Underwriters hereon shall control the negotiations and settlements of any claims under this Policy. In this event the Underwriters hereon will not be liable to pay any claim not controlled as set out above" (emphasis added).

At first instance, the court had held that this clause did not amount to a condition precedent, and that pursuant to a follow the settlement provision in the reinsurance policies, reinsurers were bound to indemnify the Varian settlement.

The Court of Appeal disagreed. It concluded that the clause, although it was described as a claims co-operation clause, in fact amounted to a claims control clause: it gave reinsurers a controlling role in negotiations. Whilst the clause did not expressly state that it was a condition precedent to reinsurers' liability that the reinsurers shall control the negotiations and any settlement, this was in Longmore J's opinion clearly its effect. Rix LJ arrived at the same outcome but applying a slightly different analysis: he considered that if the wording was not a condition precedent, at any rate it amounted to an exclusion of reinsurers' liability.

It was an agreed fact between the parties that reinsurers had not controlled the negotiations or settlement of the claim: indeed, they appeared not to have been given the opportunity to do so. The court concluded that, unless some reason was shown for excusing the breach of this provision, reinsurers were not liable under this clause.

Further, whilst reinsurers were subject to a provision requiring them to follow the settlement, reinsurers were not bound to do so in relation to the Varian settlement, for two reasons. First because reinsurers had not consented to the Varian settlement, and secondly because they did not control its negotiation or agreement.

Rix LJ concluded that whilst the claims co-operation clause could operate harshly on a reinsured, the solutions were in the reinsured's own hands. Eagle Star was well able to negotiate its own contract. It could take care to ensure that its reinsurers were kept in the picture of any negotiations or settlement activities. If reinsurers simply refused to exercise control, there remained the argument of waiver. And if, while exercising or refusing to exercise control, reinsurers acted capriciously, Eagle Star could invoke an implied duty of good faith.

This decision reflects the court's willingness to give effect to the clear language used in a policy of reinsurance. As such, it is to be welcomed.