Wise Underwriting Ltd & Another v Grupo Nacional Provincial SA (2004)

Court of Appeal
[2004] EWCA Civ 962
Peter Gibson LJ, Rix LJ, Longmore LJ
July 2004

 

A reinsured has a fundamental duty to make a fair presentation to reinsurers; waiver of any non-disclosure requires clear facts. Waiver could not be established in this case by proving that a prudent underwriter would, by enquiry, have elicited a fact said to be material to the reinsurance dispute.

This was an appeal by a Mexican insurance company against a London reinsurer and concerned cover for the reinsurance of a cargo of luxury retail goods in transit from Miami to Cancun. There was, however, a long list of exclusions. The slip presentation prepared in Spanish referred to Rolex watches, but the English translation referred by mistake to "clocks". A container of goods was stolen from outside the original insured's premises in Cancun.

The essence of the dispute was the reinsurer's complaint that they were not told that the retailer imported Rolex and other high-value branded watches. The reinsurers avoided the contract on that basis. At the trial, there were issues of misrepresentation, materiality, waiver, inducement and affirmation. The appeal, however, concentrated simply on waiver and affirmation.

It had been argued that the reinsurer must have been put on enquiry by information in the slip that in fact watches were being shipped and must be taken to have waived the disclosure of such information under the Marine Insurance Act 1906 Section 18(3) which provides, amongst other things, that in the absence of inquiry any circumstance which is known or presumed to be known to the insurer need not be disclosed. Cancun was well known to be a high-class tourist resort within a duty free zone and the reinsurers ought to have known the nature of the retail trade there. It was unlikely that such high numbers of expensive clocks would be sold to tourists so frequently. The reference to "clocks" therefore begged further enquiries.

The Court of Appeal held that waiver required a clear case and would not be established by proving that a prudent underwriter would by enquiry have elicited the fact now said to be material. The test was (a) whether there was a fair presentation of the risk and (b) whether the reinsurer in the course of that presentation was put on enquiry by the disclosure of facts which would raise in the mind of the reasonable reinsurer at least the suspicion that there were other circumstances which would or might vitiate the presentation. CTI v Oceanus Mutual Underwriting Association ((1984) 1 Lloyd's Rep 476) was applied.

On the facts, the intention to ship high-value brand name watches was material and should have been disclosed. There was therefore a potentially unfair presentation. The fact that an insurer or reinsurer was entitled to assume that the presentation of the risk to him was a fair presentation meant that he must be entitled to take at face value what was said on the slip. Here, the underwriter was entitled to assume that he was being told what the particularly valuable items to be carried were. If anything, that method of presentation would put an insurer off rather than on enquiry.

The Judge at first instance had held that the use of the word "clocks" in the slip should not have raised suspicion in the mind of the reasonable insurer that there were other circumstances which would or might vitiate the presentation. The Court of Appeal did not interfere with this finding. There was thus no clear case of waiver.

The Court of Appeal saw no reason to interfere with the Judges' finding of fact that if the reinsurer had been informed that high-value brand named watches were going to be shipped from Miami to Cancun, he would not have agreed to the insurance.

The Judge was wrong to hold that the reinsurer had not given notice of cancellation. The evidence was that notice of cancellation had been given, thereby affirming the contract. The insurer's appeal was therefore allowed on this issue.